Piper Sandler Companies

LEI QUQDBTUSOAKFEVMRMF78

Piper Jaffray & Co.

PIPER JAFFRAY COMPANIES

Legal Address


C/O THE CORPORATION TRUST COMPANY
CORPORATION TRUST CENTER 1209 ORANGE ST
WILMINGTON US-DE US 19801

Headquarters Address


800 Nicollet Mall
Suite 900
J12NPF
Minneapolis US-MN US 55402-7020

LEI Registration Details
L E I
QUQDBTUSOAKFEVMRMF78
Legal Name
PIPER SANDLER COMPANIES
Other Name 1
Piper Jaffray & Co.
Other Name 1 Type
PREVIOUS_LEGAL_NAME
Other Name 2
PIPER JAFFRAY COMPANIES
Other Name 2 Type
PREVIOUS_LEGAL_NAME
Authority Authority I D
RA000602
Authority Authority I D
3649492
Legal Jurisdiction
US-DE
Legal Form Legal Form Code
XTIQ
Legal Form Other Legal Form
CORPORATION
Status
ACTIVE
Initial Date
2012-06-06 11:53:00
Last Update Date
2020-01-10 16:35:00
Status
ISSUED
Next Renewal Date
2020-11-17 20:20:00
Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Validation Sources
FULLY_CORROBORATED
Validation Authority Validation Authority I D
RA000602
Validation Authority Validation Authority I D
3649492

LEI Registration Exception(s)


Subsidiaries and Parent Companies

Subsidiaries


Relationship Details

Business Entity Relationship

Active

Piper Sandler Ltd. is directly consolidated by Piper Sandler Companies

Relationship Start Node Node I D
2138008LHD1TOYE4JE90 [PIPER SANDLER LTD.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-06-19 20:00:00
Registration Last Update Date
2020-01-07 03:06:30
Registration Registration Status
Published
Registration Next Renewal Date
2020-06-19 20:00:00
Registration Managing L O U
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Regulatory Filing
Registration Validation Reference
Relationship Period 1 Start Date
2016-12-31 19:00:00
Relationship Period 1 End Date
2017-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-19 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-06-19 20:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Other Accounting Standard

Business Entity Relationship

Active

Advisory Research, Inc. is directly consolidated by Piper Sandler Companies

Relationship Start Node Node I D
5493002KJ2LLK14DRK71 [ADVISORY RESEARCH, INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-12-12 10:32:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-02-05 22:57:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Supporting Documents
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-02-04 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

Piper Sandler & Co. is directly consolidated by Piper Sandler Companies

Relationship Start Node Node I D
549300GRQCWQ3XGH0H10 [PIPER SANDLER & CO.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-07-24 21:45:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:16:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2018-01-31 19:00:00
Relationship Period 1 End Date
2019-01-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-07-24 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2018-01-31 19:00:00
Relationship Period 3 End Date
2019-01-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Piper Jaffray Financial Products Iii Inc. is directly consolidated by Piper Sandler Companies

Relationship Start Node Node I D
549300O6YN0V6RVHQM09 [PIPER JAFFRAY FINANCIAL PRODUCTS III INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-02-14 10:17:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:19:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-05 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-12-31 19:00:00
Relationship Period 3 End Date
2018-12-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Piper Jaffray Municipal Opportunities Fund Ii, L.p. is ultimately consolidated by Piper Sandler Companies

Relationship Start Node Node I D
549300S3UYZ8D3T5NP53 [Piper Jaffray Municipal Opportunities Fund II, L.P.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Inactive
Registration Initial Registration Date
2012-12-07 14:58:00
Registration Last Update Date
2018-03-27 11:33:00
Registration Registration Status
Published
Registration Next Renewal Date
2018-12-06 19:32:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Entity Supplied Only
Registration Validation Documents
Regulatory Filing
Relationship 1 Qualifier Dimension
Accounting Standard

Business Entity Relationship

Active

Piper Jaffray Financial Products Inc. is directly consolidated by Piper Sandler Companies

Relationship Start Node Node I D
549300SLP6YE62JD6S64 [PIPER JAFFRAY FINANCIAL PRODUCTS INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-02-14 10:04:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:15:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-05 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-12-31 19:00:00
Relationship Period 3 End Date
2018-12-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Piper Jaffray Financial Products Ii Inc. is directly consolidated by Piper Sandler Companies

Relationship Start Node Node I D
VED42RB12FFXC5N38R33 [PIPER JAFFRAY FINANCIAL PRODUCTS II INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Directly Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:56:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:21:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-05 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-12-31 19:00:00
Relationship Period 3 End Date
2018-12-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Piper Sandler Ltd. is ultimately consolidated by Piper Sandler Companies

Relationship Start Node Node I D
2138008LHD1TOYE4JE90 [PIPER SANDLER LTD.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-06-19 20:00:00
Registration Last Update Date
2020-01-07 03:06:30
Registration Registration Status
Published
Registration Next Renewal Date
2020-06-19 20:00:00
Registration Managing L O U
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Regulatory Filing
Registration Validation Reference
Relationship Period 1 Start Date
2016-12-31 19:00:00
Relationship Period 1 End Date
2017-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-06-19 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-06-19 20:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Other Accounting Standard

Business Entity Relationship

Active

Advisory Research, Inc. is ultimately consolidated by Piper Sandler Companies

Relationship Start Node Node I D
5493002KJ2LLK14DRK71 [ADVISORY RESEARCH, INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-12-12 10:32:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-02-05 22:57:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2019-02-04 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-12-31 19:00:00
Relationship Period 3 End Date
2018-12-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Piper Sandler & Co. is ultimately consolidated by Piper Sandler Companies

Relationship Start Node Node I D
549300GRQCWQ3XGH0H10 [PIPER SANDLER & CO.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2017-07-24 21:45:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:16:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2018-01-31 19:00:00
Relationship Period 1 End Date
2019-01-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2017-07-24 20:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2018-01-31 19:00:00
Relationship Period 3 End Date
2019-01-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Piper Jaffray Financial Products Iii Inc. is ultimately consolidated by Piper Sandler Companies

Relationship Start Node Node I D
549300O6YN0V6RVHQM09 [PIPER JAFFRAY FINANCIAL PRODUCTS III INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-02-14 10:17:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:19:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-05 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-12-31 19:00:00
Relationship Period 3 End Date
2018-12-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Piper Jaffray Financial Products Inc. is ultimately consolidated by Piper Sandler Companies

Relationship Start Node Node I D
549300SLP6YE62JD6S64 [PIPER JAFFRAY FINANCIAL PRODUCTS INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2013-02-14 10:04:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:15:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-05 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-12-31 19:00:00
Relationship Period 3 End Date
2018-12-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Business Entity Relationship

Active

Piper Jaffray Financial Products Ii Inc. is ultimately consolidated by Piper Sandler Companies

Relationship Start Node Node I D
VED42RB12FFXC5N38R33 [PIPER JAFFRAY FINANCIAL PRODUCTS II INC.]
Relationship End Node Node I D
QUQDBTUSOAKFEVMRMF78 [PIPER SANDLER COMPANIES]
Relationship Relationship Type
Is Ultimately Consolidated By
Relationship Relationship Status
Active
Registration Initial Registration Date
2012-06-06 11:56:00
Registration Last Update Date
2020-01-10 11:35:00
Registration Registration Status
Published
Registration Next Renewal Date
2020-11-17 20:21:00
Registration Managing L O U
EVK05KS7XY1DEII3R011 [Business Entity Data B.V.]
Registration Validation Sources
Fully Corroborated
Registration Validation Documents
Accounts Filing
Relationship Period 1 Start Date
2017-12-31 19:00:00
Relationship Period 1 End Date
2018-12-30 19:00:00
Relationship Period 1 Period Type
Accounting Period
Relationship Period 2 Start Date
2018-12-05 19:00:00
Relationship Period 2 Period Type
Relationship Period
Relationship Period 3 Start Date
2017-12-31 19:00:00
Relationship Period 3 End Date
2018-12-30 19:00:00
Relationship Period 3 Period Type
Document Filing Period
Relationship 1 Qualifier Dimension
Accounting Standard
Relationship 1 Qualifier Category
Us Gaap

Banking Codes

ISIN Codes Assigned (6)

ISIN:
US7240781002
ISIN:
US724078AA83
ISIN:
US724078AB66
ISIN:
US724078AC40
ISIN:
US724078AD23
ISIN:
US724078AE06

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